Internal Auditor
Posted 2 days ago by Insight Global
Negotiable
Undetermined
Undetermined
Birmingham, England, United Kingdom
Summary: The Internal Auditor role at Insight Global involves joining the Internal Audit Wealth Management team on a contract-to-hire basis, focusing on auditing the Wealth Management Function within the Asset and Wealth Management Division. The position requires engaging with stakeholders to assess risks and controls, preparing reports for management, and ensuring compliance with regulations. Strong relationships with internal teams and external auditors are essential for effective audit coverage. Candidates should have a background in audit, particularly within financial institutions or consulting firms, with a focus on Wealth Management and retail banking.
Key Responsibilities:
- Contribute to planning and scoping audits within the Wealth Management Function.
- Engage with stakeholders to understand business and technology processes.
- Identify key risks and controls, assessing their design and operating effectiveness.
- Evaluate the impact of issues and prepare detailed reports for senior management and regulators.
- Monitor compliance with laws and regulations, advising on control improvements.
- Support firmwide projects related to new processes and investigations.
- Maintain strong relationships with internal teams, global colleagues, and external auditors.
Key Skills:
- 2+ years of audit experience, ideally in internal audit within global financial institutions or large consulting firms.
- Background in risk identification, assessment, and evaluation of control design and operating effectiveness.
- Prior exposure to Wealth Management, UHNWI, and retail banking.
- Strong attention to detail and high sense of accountability.
- Ability to interpret and apply relevant regulatory requirements and best practices.
- Excellent interpersonal skills and confidence to challenge senior stakeholders.
- Strong written and verbal communication skills.
Salary (Rate): undetermined
City: Birmingham
Country: United Kingdom
Working Arrangements: undetermined
IR35 Status: undetermined
Seniority Level: undetermined
Industry: Other
Day to day: Insight Global is looking for an Analyst level Contingent Worker to join the Internal Audit Wealth Management team on a contract to hire basis. As part of our clients Internal Audit AWM team, this role focuses on auditing the Wealth Management Function within the Asset and Wealth Management Division which provides institutional and individual investors with investment and advisory solutions. This includes Private Wealth Management, with a focus on ULHWI and retail banking which covers the firm's Consumer Banking platform, Marcus. You will contribute to planning and scoping audits, engage with stakeholders to understand business and technology processes, and identify key risks and controls. Responsibilities include assessing the design and operating effectiveness of controls, evaluating the impact of issues, and preparing detailed reports for senior management and regulators. The role also involves monitoring compliance with laws and regulations, advising on control improvements, and supporting firmwide projects related to new processes and investigations. Maintaining strong relationships with internal teams, global colleagues, and external auditors is essential to ensure audit coverage aligns with evolving business activities and emerging risks.
Must Haves: 2+ years of audit experience, ideally internal audit, within global financial institutions or large consulting firm Background in risk identification, assessment, and evaluation of control design and operating effectiveness. Prior exposure to Wealth Management, UHNWI, retail banking, consumer duty Wealth management experience could come from the business side, rather than having audited the division Possesses strong attention to detail, a high sense of accountability, and demonstrated resilience. Ability to interpret and apply relevant regulatory requirements, guidance, and best practices. Excellent interpersonal skills and confidence to challenge senior stakeholders constructively. Strong written and verbal communication skills, with the ability to clearly articulate complex audit issues and risks.
Plusses: Chartered Accountant qualifications (ACCA, ACA) Bachelor’s degree in Finance, Economics, Law, Business Administration, or a related discipline. Experience with global regulatory environment Deep und